Vicki Lynn Ispas

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-03-03
FL	RA	APPROVED	2012-04-26
IN	RA	APPROVED	2008-01-01

TX RA
APPROVED_RES

Since 2016-03-03
FL RA
APPROVED

Since 2012-04-26
IN RA
APPROVED

Since 2008-01-01

Branch Locations

8585 Broadway Ste 800, Merrillville, IN 46410 • United States

Redington Shores, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Merrillville	IN	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Merrillville	IN	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Merrillville, IN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Merrillville, IN

Previous Registrations

2005-09-23 → 2008-01-01

A. G. Edwards & Sons, Inc.

Merrillville, IN

Merrillville, IN

St. Louis, MO

Other Businesses

TRUSTEE FOR FATHER IN LAW FAMILY TRUST, INV RELATED, VERSAILLES, KY, START: 10/14/2005, 1 HOUR PER MONTH/1 DURING TRADING. CLUB REDINGTON HOA ; NOT INV RELATED;REDINGTON SHORES,FL; PROTECT, MAINTAIN, AND ENHANCE THE COMMUNITY; VICE-PRESIDENT; START DATE: 02/01/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-22
S63	Uniform Securities Agent State Law Examination	1995-05-05

S66 Uniform Combined State Law Examination

2005-09-22
S63 Uniform Securities Agent State Law Examination

1995-05-05

View on SEC IAPD