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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-03-18 |
| NJ | RA | APPROVED | 2004-03-17 |
Branch Locations
3100 Hingston Ave, Egg Harbor Township, NJ 08234 • United States
Margate City, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northfield | NJ | 05/1994 | Present |
| Bank Of America, Na | Northfield | NJ | 12/2009 | Present |
I*4812275, Entity Type: , Name of OBA: Rental Property - 06-Jul-26 - 1, Address: Harwich, Massachusetts, 02645, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 07/06/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-04 |
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