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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-03-18
NJ RA APPROVED 2004-03-17
  • TX RA
    APPROVED_RES
    Since 2011-03-18
  • NJ RA
    APPROVED
    Since 2004-03-17

Branch Locations

3100 Hingston Ave, Egg Harbor Township, NJ 08234 • United States

Margate City, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northfield NJ 05/1994 Present
Bank Of America, Na Northfield NJ 12/2009 Present
Other Businesses

I*4812275, Entity Type: , Name of OBA: Rental Property - 06-Jul-26 - 1, Address: Harwich, Massachusetts, 02645, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 07/06/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-12
S63 Uniform Securities Agent State Law Examination 1994-03-04
  • S65 Uniform Investment Adviser Law Examination
    1996-01-12
  • S63 Uniform Securities Agent State Law Examination
    1994-03-04

View on SEC IAPD

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