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Jonathan Seth Geiger

Charles Schwab & Co., Inc.

New York City, NY

New York City, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-22
TX RA APPROVED_RES 2019-01-02
  • NY RA
    APPROVED
    Since 2021-04-22
  • TX RA
    APPROVED_RES
    Since 2019-01-02

Branch Locations

2308 Broadway, New York City, NY 10024-4301 • United States

915 Broadway Ground Floor, New York City, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. New York City NY 10/2010 Present
Charles Schwab Bank New York City NY 10/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-01
S63 Uniform Securities Agent State Law Examination 1994-08-10
  • S65 Uniform Investment Adviser Law Examination
    2002-05-01
  • S63 Uniform Securities Agent State Law Examination
    1994-08-10

View on SEC IAPD

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