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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-07-31
VA RA APPROVED 2002-03-22
  • TX RA
    APPROVED_RES
    Since 2015-07-31
  • VA RA
    APPROVED
    Since 2002-03-22

Branch Locations

125 Independence Blvd, Virginia Beach, VA 23462 • United States

2821 Shore Dr, Virginia Beach, VA 23451 • United States

999 Waterside Dr Ste 1800, Dominion Tower [V4-Rbo], Norfolk, VA 23510 • United States

Virginia Beach, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Norfolk VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Norfolk VA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-09
S63 Uniform Securities Agent State Law Examination 1994-02-17
  • S65 Uniform Investment Adviser Law Examination
    2000-11-09
  • S63 Uniform Securities Agent State Law Examination
    1994-02-17
Other Names
  • Bruce Mcmillin

View on SEC IAPD

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