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Current Employers
Jlj Capital Management, Llc

Houston, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-09-09
  • TX RA
    APPROVED
    Since 2005-09-09

Branch Locations

Houston, TX • United States

Houston, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jlj Capital Management, Llc Houston TX 07/2005 Present
Previous Registrations
  • 2001-07-27 → 2005-09-13
    Morgan Keegan & Company, Llc
    Houston, TX
Other Businesses

I AM THE PRESIDENT AND CHIEF COMPLIANCE OFFICER OF JLJ CAPITAL MANAGEMENT, A REGISTERED INVESTMENT ADVISORY FIRM. IT IS INVESTMENT RELATED. ADDRESS: 1200 POST OAK BLVD. #1503, HOUSTON, TX 77056. INVESTMENT FIRM (RIA) START 9/2005.COMPENSATION IS QUARTERLY FEES. 200 HOURS A MONTH, 6 HOURS A DAY DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-16
S65 Uniform Investment Adviser Law Examination 1994-02-16
  • S63 Uniform Securities Agent State Law Examination
    1994-02-16
  • S65 Uniform Investment Adviser Law Examination
    1994-02-16
Other Names
  • Jamie Lynn Mcnutt
  • Jamie L Johnson
  • Jamie Lynn Johnson
  • Jamie Johnson

View on SEC IAPD

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