Patricia L Smith

Current Employers

Employment History

• 10/2015 → Present
  Muncaster Financial Services
  Greenville, SC
• 05/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-04-18 → 2016-05-10
  Transamerica Financial Advisors, Llc
  Charlotte, NC
  Greenville, SC
• 2015-02-20 → 2015-04-09
  Triad Advisors Llc
  Greenville, SC
• 2012-05-03 → 2013-02-27
  Kestra Investment Services, Llc
  Greenville, SC
  Austin, TX
  Charlotte, NC
  Greenville, SC
• 2009-04-13 → 2012-05-31
  Fintrust Investment Advisory Services, Llc
  Greenville, SC
• 2007-04-26 → 2009-04-07
  Gni Capital, Llc
  Greenville, SC
• 2006-09-05 → 2007-05-07
  American Securities Group, Inc.
  Greenville, SC

Other Businesses

1.CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, 04/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING 2.MUNCASTER FINANCIAL SERVICES, 502 Green Ave, Greenville SC 29601, United States, 10/05/2015W2 Employee, Administrative, INV REL, 160HRS/MO, 160HRS/TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2016-03-21
• S63 Uniform Securities Agent State Law Examination
  1996-06-10

Other Names

• Tricia Smith
• Trish Smith
• Tricia Smith
• Trish Smith
• Patricia Lynn Smith