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Sarasota, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-07-02 |
Branch Locations
Sarasota, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bernardi Securities | Chicago | IL | 07/2013 | 12/2016 |
| Symphony Financial | Skokie | IL | 01/2017 | 03/2022 |
| Bull & Bear Lp | Houston | TX | 03/2022 | Present |
| Bull & Bear Advisors, Llc | Sarasota | FL | 07/2024 | Present |
| Bull & Bear Advisors Llc | Chicago | IL | 03/2022 | 05/2024 |
Bull & Bear LP; Vice President; 700 Milam St., Suite #1300 PMB 153 Houston TX; Description: Investment manager for private funds; 2022-03-01; 132 Hours per month devoted to business during trading hours; 20 Hours per month devoted to business outside trading hours; 98 Percent of total yearly compensation expected to be derived from the business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-10-03 |
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