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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-05-07 |
| OH | RA | APPROVED | 2004-08-27 |
| TX | RA | APPROVED_RES | 1999-05-20 |
Branch Locations
39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States
Oakland Twp, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Farmington Hills | MI | 02/1997 | Present |
| Bank Of America, Na | Farmington Hills | MI | 12/2009 | Present |
I*135693 For profit or not for profit: For-Profit Organization Name of outside business organization: The Woodlands Arcres LLC Investment related: Address of business: Hale, Michigan 48739 Nature of business: LLC, Compensation for Activity: Position, title, association: Owner, Start date of relationship: 1/1/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: My duties will be limited to maintain property, paying bills and filing taxes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-16 |
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