Stephen Michael Holmes

Current Employers

Employment History

• 10/2010 → 12/2017
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2010 → 12/2025
  Cambridge Investment Research Advisors, Inc. D/B/A Eaglewest Gro
  Fairfield, IA
• 10/2018 → 12/2025
  Ewg Elevate Inc. D/B/A Eagle West Group
  Roseville, CA
• 01/2026 → Present
  Avior Wealth Management, Llc
  Roseburg, OR

Previous Registrations

• 2018-10-10 → 2025-12-31
  Protection Point Advisors
  Roseville, CA
• 2010-10-18 → 2018-11-16
  Cambridge Investment Research Advisors, Inc.
  Roseville, CA
  Roseville, CA
  Sacramento, CA
• 2006-10-11 → 2010-10-20
  Edward Jones
  Rocklin, CA
• 2002-05-28 → 2006-10-17
  Transamerica Financial Advisors, Inc.
  Roseville, CA
  Rosville, CA

Other Businesses

?the name of the other business; Fiscal Solutions, Inc ?whether the business is investment-related; No ?the address of the other business; 1403 NW Troost Street Roseburg, OR 97471 ?the nature of the other business; Fixed Life, Health, Disability, & Long Term Care Ins. ?your position; Service and Sales ?title, or relationship with the other business; Resident licensed Agent in Oregon and Non Resident in California ?the start date of your relationship; 1989 as Ind. Licensee, but Fiscal Solutions, Inc. began 12/19/2011 in CA and moved it to Oregon 8/13/2021 ?the approximate number of hours/month you devote to the other business; 0- 6/Month ?the number of hours you devote to the other business during securities trading hours; 0 ?and briefly describe your duties relating to the other business; I have written hundreds of lives over my career and I occasionally need to service an old client. Convert their term, or sell a new product. ?the name of the other business; Stephen Holmes ?whether the business is investment-related; No ?the address of the other business; 1403 NW Troost Street ?the nature of the other business; Provide professional sound reinforcement ?your position; Sound Engineer ?title, or relationship with the other business; Owner/Purveyor ?the start date of your relationship;1/1/2000 ?the approximate number of hours/month you devote to the other business; 0-6/Month ?the number of hours you devote to the other business during securities trading hours; 0 ?and briefly describe your duties relating to the other business; I set-up sound systems and operate, or train others to operate them sometimes for a fee, but mostly for charity/service to my church and community. Stephen Michael Holmes is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. EWG Elevate Inc. always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of EWG Elevate Inc. in their capacity as a licensed insurance agent.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-01
• S63 Uniform Securities Agent State Law Examination
  1994-04-06

Other Names

• Steve Holmes