Timothy Deane Hiscock

Current Employers

Apollon Wealth Management, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2021-08-26

ME RA
APPROVED

Since 2021-08-26

Branch Locations

1 Canal Plaza Suite 801, Portland, ME 04101 • United States

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Portland	ME	11/2004	08/2021
Apollon Wealth Management, Llc	Portland	ME	08/2021	Present
Purshe Kaplan Sterling Investments	Albany	NY	08/2021	10/2024

11/2004 → 08/2021

Ubs Financial Services Inc.

Portland, ME
08/2021 → Present

Apollon Wealth Management, Llc

Portland, ME
08/2021 → 10/2024

Purshe Kaplan Sterling Investments

Albany, NY

Previous Registrations

2005-01-11 → 2021-09-07

Ubs Financial Services Inc.

Portland, ME

Portland, ME

Other Businesses

Gross & Net LLC; Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-12-22

S66 Uniform Combined State Law Examination

2004-12-22

View on SEC IAPD