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Scott Alexander Smith

Conscious Investment Services, LLC

San Diego, CA

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Current Employers
Conscious Investment Services, Llc

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-07-11
  • CA RA
    APPROVED
    Since 2018-07-11

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Murrieta CA 09/2011 09/2018
Conscious Investment Services, Llc Murrieta CA 05/2018 Present
Lpl Financial Murrieta CA 09/2011 09/2018
Previous Registrations
  • 2011-09-01 → 2018-09-17
    Lpl Financial Llc
    Rancho Cucamonga, CA
    San Diego, CA
    Murrieta, CA
  • 2009-05-02 → 2011-09-08
    Chase Investment Services Corp.
    Chino Hills, CA
    Chino, CA
    Chino, CA
  • 2007-11-21 → 2009-05-02
    Wamu Investments, Inc.
    Chino Hills, CA
    Chino, CA
    Chino Hills, CA
  • 2006-09-26 → 2007-10-18
    Partnervest Advisory Services Llc
    Santa Barbara, CA
Other Businesses

Licensed Insurance Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-15
S63 Uniform Securities Agent State Law Examination 1994-01-26
  • S65 Uniform Investment Adviser Law Examination
    1997-09-15
  • S63 Uniform Securities Agent State Law Examination
    1994-01-26
Other Names
  • Scott Smith

View on SEC IAPD

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