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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-21 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States
La Canada, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds | Los Angeles | CA | 06/2003 | 04/2023 |
| Capital Group - American Funds Distributors, Inc. | Los Angeles | CA | 04/2023 | Present |
Name of the other business: Greyhaven LLC / Is the business Investment Related: No / The address of the other business: CA 91011 / The nature of the other business: Sales of works of fiction and related rights, art, etc. / Your position/title: Director / Start date: 5/1/22 / The number of hours/month you devote to the other business: 10 / The number of hours during securities trading hours: None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-17 |
| S65 | Uniform Investment Adviser Law Examination | 2001-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-16 |
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