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Troy Scott Henington

Henington Group Ria LLC

Lone Tree, CO

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Current Employers
Henington Group Ria Llc

Lone Tree, CO • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-28
CO RA APPROVED 2023-09-26
  • TX RA
    APPROVED_RES
    Since 2023-09-28
  • CO RA
    APPROVED
    Since 2023-09-26

Branch Locations

Lone Tree, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spc/Parkland Securities, Llc Centenial CO 06/2016 12/2022
Henington Group Financial Lone Tree CO 01/2023 Present
Haydenrock Portfolios Llc Marlton NJ 08/2017 02/2018
  • 06/2016 → 12/2022
    Spc/Parkland Securities, Llc
    Centenial, CO
  • 01/2023 → Present
    Henington Group Financial
    Lone Tree, CO
  • 08/2017 → 02/2018
    Haydenrock Portfolios Llc
    Marlton, NJ
Previous Registrations
  • 2018-07-02 → 2022-12-31
    Greenwood Village, CO
    Ann Arbor, MI
  • 2017-08-04 → 2018-02-08
    Haydenrock Portfolios Llc
    Marlton, NJ
  • 2016-06-17 → 2017-06-20
    Greenwood Village, CO
    Ann Arbor, MI
  • 2009-06-01 → 2016-07-15
    Greenwood Village, CO
    Greenwood Village, CO
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Centennial, CO
  • 1999-01-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Centennial, CO
    Centennial, CO
Other Businesses

1) H&S Pay, LLC; Investment related: Yes; Location of the business: P.O. Box 632024 Littleton CO 80163-2024 US; Description of the business: The business actively manages a Trust; Position Title: Trustee; Responsibilities Duties: Oversee the Trust; Start date with business: 2022-10-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 40.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-03
S63 Uniform Securities Agent State Law Examination 1994-02-24
  • S66 Uniform Combined State Law Examination
    2008-04-03
  • S63 Uniform Securities Agent State Law Examination
    1994-02-24
Other Names
  • Troy S Henington

View on SEC IAPD

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