William Henry Brady

Current Employers

Employment History

• 05/2009 → 04/2018
  Wells Fargo Advisors Financial Network Llc
  Hilton Head, SC
• 04/2018 → Present
  Lpl Financial, Llc
  Hilton Head Island, SC
• 04/2018 → Present
  Independent Advisor Alliance, Llc
  Hilton Head Island, SC

Previous Registrations

• 2007-02-09 → 2018-04-04
  Wells Fargo Advisors Financial Network, Llc
  Hilton Head Island, SC
• 2003-05-01 → 2007-02-16
  Ubs Financial Services Inc.
  Hilton Head, SC
  Hilton Head, SC

Other Businesses

1. 4/2/2018 - CrossRoads Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/30/2018 - 80 Hours Per Month/5 Hours During Securities Trading - Time Spent 100%. 2. 4/2/2018 - RCBSB GOLF & LAND - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Started 1/1/2005 - Time Spent 1% - Business is currently inactive. 3. 4/2/2018 - DECADE ONE - Not Investment Related - 62 Hickory Forest Drive, Hiiton Head Island, SC 29926 - Outside/W-2 Employment - Treasurer - Started 6/1/1997 - 1 Hours Per Month/0 Hours During Securities Trading - Time Spent 1% - Bookkeeping and paying bills. 4. 4/2/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Notary - Started 1/1/2014 - 1 Hours Per Month During Securities Trading - Time Spent 1%. 5. 4/5/2018 - Independent Advisor Alliance {IAA} - DBA: (Hybrid) Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 3/30/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance an independent investment advisor firm. I started this business activity on 4/5/2018. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 4/5/2018 - Independent Advisor Alliance - DBA: (Hybrid) CrossRoads Financial Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 3/30/2018 - 80 Hours Per Month/5 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance an independent investment advisor firm. I started this business activity on 4/5/2018. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 7/21/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 4/2/2018 - 10 Hours Per Month/4 Hours During Securities Trading - Offer on a limited basis tax preparation for individuals and businesses.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-27
• S63 Uniform Securities Agent State Law Examination
  1994-03-28

Designations

Other Names

• William Henry Brady
• Bill Brady