Raymond Lew

Oppenheimer & Co. Inc.

Los Angeles, CA

Rolling Hills Estates, CA

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Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-07-26

CA RA
APPROVED

Since 2007-07-26

Branch Locations

10880 Wilshire Boulevard 23Rd Floor, Los Angeles, CA 90024 • United States

Rolling Hills Estates, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fahnestock & Co. Inc.	New York	NY	01/2003	Present

01/2003 → Present

Fahnestock & Co. Inc.

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-04-18

S63 Uniform Securities Agent State Law Examination

1994-04-18

View on SEC IAPD

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