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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-03 |
| CO | RA | APPROVED | 2023-11-03 |
| MO | RA | APPROVED | 2023-11-03 |
| NC | RA | APPROVED | 2023-11-03 |
| PA | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-03 |
| VA | RA | APPROVED | 2023-11-03 |
Branch Locations
2001 Kirby Drive Suite 806, Houston, TX 77019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Atlanta | GA | 03/2003 | 11/2023 |
| Sandeen & Giblin | Houston | TX | 04/2003 | Present |
| Osaic Wealth, Inc. | Houston | TX | 11/2023 | Present |
1. ST. PETER'S TRUST Position: Trustee Nature: Parish endowment acct; investments generate income for outreach. Inv-Related: No Hrs: 4 (Trading: 0) Start: 10/01/2021 Addr: 2310 Airline Dr, Brenham TX 77833 Desc: 1 of 4 trustees monitoring appropriateness of trust investments. No signature authority. 2. ST. PETER'S EPISCOPAL CHURCH Position: Vestry Member Nature: 3-yr term; parish board. Inv-Related: No Hrs: 4 (Trading: 0) Start: 10/01/2021 Addr: 23110 Airline Dr, Brenham TX 77833 Desc: Manage growth initiatives, oversee clergy/staff, make financial decisions as part of 12-member Vestry. No individual signing authority. 3. SANDEEN & GIBLIN Position: Financial Svcs Rep Nature: Partnership / DBA Inv-Related: Yes Hrs: 5 (Trading: 5) Start: 04/01/2005 Addr: 2001 Kirby Dr, Ste 806, Houston TX 77019 Desc: Insurance sales/service + financial planning analysis; DBA for business. 4. BRENHAM HOUSING AUTHORITY Position: Advisory Bd Member Nature: Oversees Sec 8 + subsidized housing operations. Inv-Related: No Hrs: 5 (Trading: 0) Start: 02/06/2025 Addr: 200 W Vulcan St, Brenham TX 77833 Desc: 7–8 member board (incl. 2 residents). Works w/ GM to ensure proper mgmt, maintenance & fiscal responsibility. 5. SANDEEN & GIBLIN Position: Financial Advisor Nature: DBA financial svcs Inv-Related: Yes Hrs: 150 (Trading: 130) Start: 04/01/2005 Addr: 2001 Kirby Dr, Ste 806, Houston TX 77019 Desc: Provides investment advisory services; same DBA as above. 6. ST. PETER'S 1848 ENDOWMENT Position: Trustee (Proposed) Nature: New endowment for parish property maintenance. Inv-Related: No Hrs: 2 (Trading: 0) Start: 03/16/2026 (est.) Addr: 2310 Airline Dr, Brenham TX 77833 Desc: Not yet acting as trustee; pending Osaic approval. Likely 1 of 3 trustees (5-yr term). Approve expense requests submitted by treasurer. No acct signing authority (except initial trust doc execution). 7. BAYLOR SCOTT & WHITE CENTRAL TX FOUNDATION – BRENHAM Position: Regional Bd Member Nature: Supports local hospital, clinics, and regional healthcare growth. Inv-Related: No Hrs: 3 (Trading: 3) Start: 06/01/2026 Addr: 700 Medical Pkwy, Brenham TX 77833 Desc: Work w/ board to promote expansion of medical care/facilities & educate public on available services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-17 |
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