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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2017-03-13 |
| TX | RA | APPROVED_RES | 2017-02-01 |
| CA | RA | APPROVED | 2002-07-19 |
Branch Locations
1130 Iron Point Rd Ste 135, Folsom, CA 95630-8310 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco / Private Ledger) | Folsom | CA | 07/2002 | Present |
1. 12/26/2014 - Aring Wealth Management - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 12/08/14 - 1 Hour Per Month/ 0 Hours During Trading 2. 08/07/2023 - Aring Woodwork, LLC - Rep's Business - Silent Partner - Not Investment Related - 11440 Sunrise Gold Cir Suite 16, Rancho Cordova, CA 95742 - Start Date 07/27/2023 - 0 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-04 |
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