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Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-01-19
NJ RA APPROVED 2011-11-03
  • PA RA
    APPROVED
    Since 2018-01-19
  • NJ RA
    APPROVED
    Since 2011-11-03

Branch Locations

14 Walsh Dr Suite 201, Parsippany, NJ 07054 • United States

One American Square, Indianapolis, IN 46282 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Pompton Plains NJ 10/2011 Present
Oneamerica Securities Pompton Plains NJ 11/2011 Present
  • 10/2011 → Present
    American United Life
    Pompton Plains, NJ
  • 11/2011 → Present
    Oneamerica Securities
    Pompton Plains, NJ
Previous Registrations
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities)**Owner: One Legacy Financial Group, LLC - insurance agency

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-13
S63 Uniform Securities Agent State Law Examination 1994-02-22
  • S65 Uniform Investment Adviser Law Examination
    1999-07-13
  • S63 Uniform Securities Agent State Law Examination
    1994-02-22

View on SEC IAPD

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