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Martin William Padilla

Stifel, Nicolaus & Company, Incorporated

Los Angeles, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-07
TX RA APPROVED_RES 2025-04-05
  • CA RA
    APPROVED
    Since 2025-04-07
  • TX RA
    APPROVED_RES
    Since 2025-04-05

Branch Locations

2121 Avenue Of The Stars (Fox Plaza) Suite 2100 & 2150, Los Angeles, CA 90067 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Los Angelos CA 08/2007 01/2018
B. Riley Wealth Management Memphis TN 01/2018 04/2025
B. Riley Wealth Advisors Memphis TN 07/2022 04/2025
Stifel, Nicolaus & Company, Incorporated Los Angeles CA 04/2025 Present
  • 08/2007 → 01/2018
    Oppenheimer & Co
    Los Angelos, CA
  • 01/2018 → 04/2025
    B. Riley Wealth Management
    Memphis, TN
  • 07/2022 → 04/2025
    B. Riley Wealth Advisors
    Memphis, TN
  • 04/2025 → Present
    Stifel, Nicolaus & Company, Incorporated
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-13
S63 Uniform Securities Agent State Law Examination 1994-03-23
  • S65 Uniform Investment Adviser Law Examination
    1994-04-13
  • S63 Uniform Securities Agent State Law Examination
    1994-03-23
Other Names
  • Martin W Padilla

View on SEC IAPD

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