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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2017-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Investments, Inc. | Dallas | TX | 01/2014 | 08/2017 |
| Wfg Advisors, Lp | Dallas | TX | 01/2014 | 08/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2017 | Present |
1) CIRA, IAR since 8/2017, investment related, 40 hours weekly during trading. 2) Insurance Agent/Sales, 6020 River Road Norfolk VA 23505, 02/1994, Independent insurance agent for various independent insurance companies, INV REL, 170 HR/MONTH 170 HR/MONTH TRADING 3) SIGNPOST FINANCIAL GROUP, 6020 River Road, Norfolk VA 23505, 10/2024, Investment Advisor Representative, Owner/Partner of a Business Entity, NIR, 170 HR/MO, 170 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-14 |
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