Richard Scott Vorhees

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-31
WV	RA	APPROVED	2003-07-01

TX RA
APPROVED_RES

Since 2020-01-31
WV RA
APPROVED

Since 2003-07-01

Branch Locations

500 Lee St Ste 401 Laidley Tower, Charleston, WV 25301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Charleston	WV	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Charleston	WV	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Charleston, WV
11/2016 → Present

Wells Fargo Clearing Services, Llc

Charleston, WV

Previous Registrations

2002-06-24 → 2003-07-01

Prudential Equity Group, Llc

Charleston, WV

Other Businesses

FIRST PRESBYTERIAN CHURCH, INV RELATED, CHARLESTON, WV, BOARD OF TRUSTEES, START 1/1/24, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, REVIEWING INVESTMENT PERFORMANCE AND DISBURSEMENTS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-03-08
S65	Uniform Investment Adviser Law Examination	1994-03-08

S63 Uniform Securities Agent State Law Examination

1994-03-08
S65 Uniform Investment Adviser Law Examination

1994-03-08

Other Names

Rick Vorhess
Richard S Vorhees

View on SEC IAPD