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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-01-19
  • TX RA
    APPROVED
    Since 2010-01-19

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 01/2010 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2010 Present
Previous Registrations
Other Businesses

1) CBURNS & ASSOCIATES, 2323 AUGUSTA DR, STE 15, HOUSTON, TX, 1/2000 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 10 HR/MO - 10/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) MOORES SCHOOL OF MUSIC SOCIETY, 120 SCHOOL OF MUSIC BLDG, HOUSTON, TX, 2/2016 AS TREASURER. NIR - 1 HR/MO - 1/TRADING. 4) MOORES SCHOOL OF MUSIC SOCIETY, 120 SCHOOL OF MUSIC BLDG, HOUSTON, TX, 09/2019. RECORDING SECRETARY. NIR-1/MO-1/TRADING. 5) P.E.O. SISTERHOOD - CHAPTER E, 3700 Grand Avenue, Des Moines, IA., 11/2021, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO, 0 HR/MO Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-28
S63 Uniform Securities Agent State Law Examination 1994-05-12
  • S65 Uniform Investment Adviser Law Examination
    2004-10-28
  • S63 Uniform Securities Agent State Law Examination
    1994-05-12

View on SEC IAPD

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