Glenn Scott Schwalje

Current Employers

Employment History

• 04/2013 → 09/2016
  Mps Loria Financial Planners Llc
  Burr Ridge, IL
• 04/2013 → 09/2016
  Loria Financial Group Llc
  Burr Ridge, IL
• 08/2018 → 09/2021
  World Equity Group, Inc.
  Arlington Heights, IL
• 09/2016 → 08/2018
  Unemployed
  Darien, IL
• 07/2022 → 08/2023
  Uhlmann Price Securities, Llc
  Chicago, IL
• 09/2022 → 08/2023
  Uhlmann Investment Management, Llc
  Chicago, IL
• 09/2021 → 05/2022
  Unemployed
  Darien, IL
• 05/2022 → Present
  Oyster Consulting Llc
  Darien, IL
• 04/2022 → 04/2022
  Stone Wheel Inc
  Willowbrook, IL
• 07/2022 → Present
  Milliman Investment Management Services Llc
  Chicago, IL
• 12/2022 → 04/2023
  Realto Securities, Llc
  Overland Park, KS
• 05/2023 → 11/2024
  Miac Capital Markets Llc
  New York, NY
• 01/2024 → 03/2026
  Financial Security Management, Incorporated
  Virginia Beach, VA
• 01/2024 → 03/2026
  Financial Security Advisory, Inc.
  Virginia Beach, VA
• 06/2024 → 08/2024
  Jackson National Life Distributors
  Franklin, TN
• 03/2026 → Present
  Financial Security Advisory, Inc.
  Virginia Beach, VA
• 03/2026 → Present
  Financial Security Management, Incorporated
  Virginia Beach, VA
• 03/2026 → Present
  Hsip Securities
  Traverse City, MI

Previous Registrations

• 2022-09-12 → 2023-08-25
  Uhlmann Investment Management, L.L.C.
  Skokie, IL
  Darien, IL
• 2018-08-23 → 2021-09-20
  World Equity Group, Inc.
  Schaumburg, IL
  Schaumburg, IL
• 2013-05-07 → 2016-11-17
  Mps-Loria Financial Planners,Llc
  Burr Ridge, IL
• 2007-11-01 → 2011-10-06
  Stonewall Advisors, Inc.
  Chicago, IL
• 2011-06-30 → 2011-09-26
  Imbb Investment Advisors
  Indianapolis, IN
• 2007-04-02 → 2007-07-24
  Morgan Stanley & Co. Llc
  Chicago, IL
• 2007-03-02 → 2007-04-02
  Morgan Stanley Dw Inc.
  Chicago, IL
• 2005-06-22 → 2006-04-27
  Advanced Equities, Inc.
  Chicago, IL
• 2004-10-20 → 2005-07-20
  Howe Barnes Capital Management, Inc.
  Chicago, IL
• 2001-07-02 → 2002-05-22
  Wells Fargo Clearing Services, Llc
  Chicago, IL

Other Businesses

1. Oyster Consulting, LLC.; investment related; Glen Allen VA; Compliance Consulting; Senior Consultant; start date May 2022; 160+ per month and all during trading hours. Provide securities compliance consulting to broker-dealers and registered investment advisors. 2. Milliman Investment Management Services, LLC; investment related; Chicago, IL; CCO; start date July 2022; 160+ per month and all during trading hours. Chief Compliance Officer for FINRA-registered Broker-Dealer. 3. HSIP Securities, LLC; investment related; Traverse City, MI; CCO and AMLCO; start date March 2026; 160+ per month and all during trading hours. Chief Compliance Officer and AML Compliance Officer for FINRA-registered Broker-Dealer.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-26
• S63 Uniform Securities Agent State Law Examination
  1994-01-25