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Marc Leonard Cohen

LPl Financial LLC

Myrtle Beach, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-01-07
  • SC RA
    APPROVED
    Since 2020-01-07

Branch Locations

Myrtle Beach, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Myrtle Beach SC 04/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-04-06
    Morgan Stanley & Co. Llc
    Las Vegas, NV
  • 2002-09-04 → 2007-04-02
    Morgan Stanley Dw Inc.
    Las Vegas, NV
    Las Vegas, NV
Other Businesses

1. 03/13/2009 - Marc Cohen Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-02
S63 Uniform Securities Agent State Law Examination 1994-02-07
  • S66 Uniform Combined State Law Examination
    2001-11-02
  • S63 Uniform Securities Agent State Law Examination
    1994-02-07

View on SEC IAPD

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