Best Investors Account Sign in
Inactive

Simon Gareth Baker

Bakeravenue

San Francisco, CA

Claim This Profile
Current Employers
Bakeravenue

One Embarcadero Center Ste 2530, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-09-22
CA RA APPROVED 2005-01-20
  • TX RA
    APPROVED_RES
    Since 2008-09-22
  • CA RA
    APPROVED
    Since 2005-01-20

Branch Locations

301 Battery St Floor 2, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baker Avenue Asset Management, Lp San Francisco CA 12/2004 Present
Simonbaker & Partners Llc New York NY 03/2014 11/2017
Veridi Capital, Llc San Francisco CA 05/2019 12/2021
  • 12/2004 → Present
    Baker Avenue Asset Management, Lp
    San Francisco, CA
  • 03/2014 → 11/2017
    Simonbaker & Partners Llc
    New York, NY
  • 05/2019 → 12/2021
    Veridi Capital, Llc
    San Francisco, CA
Previous Registrations
  • 2019-07-16 → 2021-12-31
    Veridi Capital
    San Francisco, CA
  • 2016-07-09 → 2017-11-15
    Steelbridge Private Wealth Advisors Llc
    New York, NY
    Naples, FL
  • 2005-01-21 → 2014-03-21
    Great Gable Partners, Lp
    San Francisco, CA
  • 2003-08-15 → 2004-12-06
    Banc Of America Investment Services, Inc.
    San Francisco, CA
  • 2002-09-25 → 2003-08-20
    Banc Of America Securities Llc
    San Francisco, CA
  • 1997-07-08 → 2002-10-25
    Pershing Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-24
S63 Uniform Securities Agent State Law Examination 1994-02-28
  • S66 Uniform Combined State Law Examination
    2001-05-24
  • S63 Uniform Securities Agent State Law Examination
    1994-02-28

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor