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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2007-05-22 |
Branch Locations
225 W Randolph St Ste 2000, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nml Insurance | Milwaukee | WI | 09/1993 | Present |
| Northwestern Mutual Investment Services, Llc | Chicago | IL | 12/1993 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. TRUSTEE, BERNARD GOLDSTEIN IRREVOCABLE TRUST , IMMEDIATE FAMILY, START DATE: 12/5/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSEE INVESTMENTS 3. TRUSTEE, BERNARD GOLDSTEIN MARITAL GST TRUST , IMMEDIATE FAMILY, START DATE: 12/5/2019, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, OVERSEE INVESTMENTS, PAY BILLS, MANAGE FINANCES 4. TRUSTEE, BERNARD GOLDSTEIN FAMILY GST TRUST , IMMEDIATE FAMILY, START DATE: 12/5/2019, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, OVERSEE INVESTMENTS, PAY BILLS, MANAGE FINANCES 5. TRUSTEE, NORENE GOLDSTEIN , IMMEDIATE FAMILY, START DATE: 12/5/2019, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, MY MOTHER'S HEALTH IS FAILING. SHE RESIGNED AS TRUSTEE. I AM SUCCESSOR TRUSTEE OF TRUST. PAY BILLS, OVERSEE INVESTMENTS. MANAGE FINANCES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-25 |
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