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Bruce Alan Leffingwell

Level Four Advisory Services

Atlanta, GA

Dallas, TX

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Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-02-04
  • GA RA
    APPROVED
    Since 2021-02-04

Branch Locations

4004 Summit Blvd Ne #800, Atlanta, GA 30319 • United States

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Level Four Advisory Services, Llc Atlanta GA 01/2021 Present
Suntrust Bank Atlanta GA 08/2005 11/2020
  • 01/2021 → Present
    Level Four Advisory Services, Llc
    Atlanta, GA
  • 08/2005 → 11/2020
    Suntrust Bank
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-19
S63 Uniform Securities Agent State Law Examination 1994-04-05
  • S65 Uniform Investment Adviser Law Examination
    2021-01-19
  • S63 Uniform Securities Agent State Law Examination
    1994-04-05
Other Names
  • Bruce Alan Leffingwell

View on SEC IAPD

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