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Allan Siu-Ki Yam

Paraiba Wealth Management LLC

Hercules, CA

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Current Employers
Paraiba Wealth Management Llc

Hercules, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-12
  • CA RA
    APPROVED
    Since 2022-09-12

Branch Locations

Hercules, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Hercules CA 12/2008 Present
Paraiba Wealth Management Llc Hercules CA 06/2022 Present
Paraiba Wealth Management Llc Hercules CA 07/2022 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-03-22
  • S63 Uniform Securities Agent State Law Examination
    1994-03-22
Designations
Other Names
  • Allan Siuki Yam
  • Allan Siuki Yam

View on SEC IAPD

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