Best Investors Account Sign in
Inactive

Alvin Siu-Lun Yam

Paraiba Wealth Management LLC

Hercules, CA

Claim This Profile
Current Employers
Paraiba Wealth Management Llc

Hercules, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-12
  • CA RA
    APPROVED
    Since 2022-09-12

Branch Locations

Hercules, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonemark Wealth Management Pasadena CA 07/2013 03/2022
Paraiba Wealth Management Llc Hercules CA 06/2022 Present
Paraiba Wealth Management Llc Hercules CA 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-19
S66 Uniform Combined State Law Examination 2004-02-23
S63 Uniform Securities Agent State Law Examination 1994-10-10
  • S65 Uniform Investment Adviser Law Examination
    2010-01-19
  • S66 Uniform Combined State Law Examination
    2004-02-23
  • S63 Uniform Securities Agent State Law Examination
    1994-10-10
Designations
Other Names
  • Alvin Siulum Yam
  • Alvin S L Yam
  • Alvin Siulun Yam
  • Alvin Sl Siu-Lun Yam
  • Alvin Siu-Lun Yam
  • Alvin Sl Siu-Lun Yam

View on SEC IAPD

More in Hercules, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor