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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-01
TX RA APPROVED 2026-04-01
  • CA RA
    APPROVED
    Since 2026-04-01
  • TX RA
    APPROVED
    Since 2026-04-01

Branch Locations

Mckinney, TX • United States

23010 Lake Forest Dr. Suite E, Laguna Hills, CA 92653 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Laguna Hills CA 08/2010 02/2018
Cutter And Company Brokerage, Inc. Ballwin MO 02/2018 05/2025
Prospera Financial Services, Inc. Laguna Hills CA 05/2025 03/2026
Cambridge Investment Research, Inc. Fairfield IA 03/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2026 Present
Previous Registrations
Other Businesses

1. MCF Capital Management, LLC, 7004 Tilbury Ct, Mckinney TX 75071, United States, 08/2010, Managing Principal/Portfolio Manager, DBA Name, NIR, HR/MO: 240 - HR/MO TRADING: 32 2. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, 03/2026, Investment Advisor Representative, CIRA affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-08
S63 Uniform Securities Agent State Law Examination 1994-01-12
  • S65 Uniform Investment Adviser Law Examination
    2001-03-08
  • S63 Uniform Securities Agent State Law Examination
    1994-01-12

View on SEC IAPD

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