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Current Employers
William Joseph Capital Management, Inc.

210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-06
  • FL RA
    APPROVED
    Since 2024-12-06

Branch Locations

Fort Myers, FL • United States

210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M1 Capital Management Fort Myers FL 06/2015 12/2020
Lablance Financial Group, Llc Fort Myers FL 08/2020 Present
William Joseph Capital Management, Inc. Bristol CT 12/2024 Present
  • 06/2015 → 12/2020
    M1 Capital Management
    Fort Myers, FL
  • 08/2020 → Present
    Lablance Financial Group, Llc
    Fort Myers, FL
  • 12/2024 → Present
    Bristol, CT
Previous Registrations
  • 2020-12-17 → 2024-12-16
    Lablance Financial Group, Llc
    Fort Myers, FL
  • 2015-06-04 → 2021-01-04
    Naperville, IL
    Naperville, IL
    Harbor Springs, MI
    Harbor Springs, MI
    Alanson, MI
  • 2011-08-11 → 2015-06-05
    First Midwest Securities, Inc.
    Naperville, IL
    Bloomington, IL
    Bloomington, IL
  • 2009-09-24 → 2011-08-24
    Lisle, IL
  • 2007-02-08 → 2009-09-15
    Lisle, IL
    Southfield, MI
Other Businesses

1. MARK LABLANCE EA TAX PREPARATION-NAPERVILLE, IL TAX PREPARER/ENROLLED AGENT. WORKS 4 HOURS PER WEEK FROM FEBRUARY TO APRIL. SOME TIME SPENT DURING MARKET HOURS. START DATE 10/2011.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-07
S63 Uniform Securities Agent State Law Examination 1997-04-24
  • S65 Uniform Investment Adviser Law Examination
    2007-02-07
  • S63 Uniform Securities Agent State Law Examination
    1997-04-24

View on SEC IAPD

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