Michael Owen Smith

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-06-30
KY	RA	APPROVED	2007-06-01
OH	RA	APPROVED	2007-05-30
TX	RA	APPROVED	2007-05-18

FL RA
APPROVED

Since 2017-06-30
KY RA
APPROVED

Since 2007-06-01
OH RA
APPROVED

Since 2007-05-30
TX RA
APPROVED

Since 2007-05-18

Branch Locations

Anderson Township, OH • United States

3805 Edwards Rd Suite 610, Cincinnati, OH 45209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co Inc	Cincinnati	OH	05/2007	Present

05/2007 → Present

Robert W. Baird & Co Inc

Cincinnati, OH

Previous Registrations

2007-04-02 → 2007-05-22

Morgan Stanley & Co. Llc

Edgewood, KY
2003-11-28 → 2007-04-02

Morgan Stanley Dw Inc.

Edgewood, KY

Edgewood, KY
2002-12-06 → 2003-12-10

Robert W. Baird & Co. Incorporated

Crestview Hills, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-08-02
S63	Uniform Securities Agent State Law Examination	1994-03-08

S66 Uniform Combined State Law Examination

2000-08-02
S63 Uniform Securities Agent State Law Examination

1994-03-08