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640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-04-02 |
| NY | RA | APPROVED | 2025-04-02 |
Branch Locations
Westminster, MD • United States
640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Scottsdale | AZ | 01/2025 | 03/2025 |
| Ladenburg Thalmann | New York | NY | 03/2025 | Present |
| T. Rowe Price Investment Services, Inc. | Owings Mills | MD | 10/2006 | 11/2022 |
| Lincoln Financial Advisors / Osaic Fa | Westminster | MD | 01/2023 | 02/2025 |
| Lincoln Financial Securities / Osaic Fs | Westminster | MD | 01/2023 | 02/2025 |
| Lincoln Financial Advisors & Securities / Osaic Fa & Fs | Westminster | MD | 01/2023 | 02/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-03 |
| S65 | Uniform Investment Adviser Law Examination | 1996-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-16 |
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