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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-29
PA RA APPROVED 2018-11-28
  • TX RA
    APPROVED_RES
    Since 2018-11-29
  • PA RA
    APPROVED
    Since 2018-11-28

Branch Locations

150 N Radnor-Chester Rd Ste A100, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Philadelphia PA 08/2008 11/2018
Morgan Stanley Smith Barney Philadelphia PA 06/2009 11/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2018
Wells Fargo Clearing Services Llc Philadelphia PA 11/2018 Present
  • 08/2008 → 11/2018
    Morgan Stanley & Co. Incorporated
    Philadelphia, PA
  • 06/2009 → 11/2018
    Morgan Stanley Smith Barney
    Philadelphia, PA
  • 01/2015 → 11/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2018 → Present
    Philadelphia, PA
Previous Registrations
  • 2010-04-01 → 2018-11-29
    Philadelphia, PA
    Philadelphia, PA
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; DREXEL HILL,PA; 100% OWNERSHIP; START DATE 1/1/1996; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. EMLS REALTY LLC; INV. RELATED; HAVERTOWN, PA; 50% OWNERSHIP; LLC HOLDS INVESTMENT PROPERTY; START DATE 9/27/2023; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: OWNER. | RENTAL PROPERTY; INV RELATED; CHESTER, PA; 100% OWNERSHIP WITH SPOUSE; 04/2025; 5 HOURS PER MONTH; 0 DURING TRADING; RENTAL | LLC FOR RENTAL PROPERTY; INV RELATED; CHESTER, PA; 100% OWNERSHIP WITH SPOUSE; 04/2025; 8 HOURS PER MONTH; 0 DURING TRADING; HOLDS RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-31
S63 Uniform Securities Agent State Law Examination 1994-12-08
  • S66 Uniform Combined State Law Examination
    2010-03-31
  • S63 Uniform Securities Agent State Law Examination
    1994-12-08
Other Names
  • Bill Obrien
  • William Gerald Obrien
  • William Gerald O'BRien

View on SEC IAPD

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