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Current Employers
Victory Capital Management Inc.

15935 La Cantera Pkwy, San Antonio, TX 78256 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-01-08
  • OH RA
    APPROVED
    Since 2018-01-08

Branch Locations

Sagamore Hills, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Victory Capital Management Brooklyn OH 07/2016 Present
Victory Capital Advisers Brooklyn OH 11/2016 Present
  • 07/2016 → Present
    Victory Capital Management
    Brooklyn, OH
  • 11/2016 → Present
    Victory Capital Advisers
    Brooklyn, OH
Previous Registrations
Other Businesses

Employed at Victory Capital Management Inc. a registered investment adviser and affiliate of Victory Capital Advisers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-20
S63 Uniform Securities Agent State Law Examination 1994-04-13
  • S65 Uniform Investment Adviser Law Examination
    2005-09-20
  • S63 Uniform Securities Agent State Law Examination
    1994-04-13
Other Names
  • Joe Balestra

View on SEC IAPD

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