Susan Jane Thomas Hutcheon

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-11-03
FL	RA	APPROVED	2011-10-31

TX RA
APPROVED_RES

Since 2011-11-03
FL RA
APPROVED

Since 2011-10-31

Branch Locations

Royal Palm Beach, FL • United States

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Palm Beach	FL	10/2011	Present

10/2011 → Present

Ubs Financial Services Inc

Palm Beach, FL

Previous Registrations

1995-11-30 → 2011-10-28

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Palm Beach, FL

West Palm Beach, FL

Other Businesses

1. 9772 Roundstone CircleReal Estate rental, Partner, Manage rental property for daughter to live in while at college, start date-5/5/2015, Royal Palm Beach FL USA33411.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-17
S63	Uniform Securities Agent State Law Examination	1994-05-18

S65 Uniform Investment Adviser Law Examination

1996-10-17
S63 Uniform Securities Agent State Law Examination

1994-05-18

Other Names

Susan Jane Thomas
Susan J Thomas
Susan Thomas Hutcheon

View on SEC IAPD