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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-27 |
| PA | RA | APPROVED | 2019-09-06 |
Branch Locations
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES
115 Bloomingdale Ave., Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Radnor | PA | 05/2011 | 09/2019 |
| Nations Financial Group, Inc. | Wayne | PA | 09/2019 | Present |
McCloskey Financial Group. 115 Bloomingdale Ave., Wayne, PA 19087. Is investment related. Nature of business is investment and advisory services. Position is Financial Advisor. Started May 12, 2011. Approx 160 hrs/month on business, 160 during security trading hrs. Duties are those of a financial advisor. // Highland Capital Brokerage. 2002 Renaissance Blvd., Suite 220 King of Prussia, PA 19406. Is investment related. Nature of business is life insurance, long term care insurance and annuities. Position is agent. Started 6/14/2022. Approx. 4 hours/month spent on business, with 4 hours during security trading hours. Duties are sales of insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-02 |
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