David Barol

Current Employers

Creativeone Securities, Llc

6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-03-28

PA RA
APPROVED

Since 2023-03-28

Branch Locations

Elkins Park, PA • United States

6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • USA

6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	Berwyn	PA	04/2016	10/2017
Questar Capital Corporation	Minneapolis	MN	10/2017	02/2019
Questar Asset Managment	Minneapolis	MN	10/2017	02/2019
Securities America, Inc.	Dingmans Ferry	PA	02/2019	03/2023
Securities America Advisors, Inc.	Dingmans Ferry	PA	02/2019	03/2023
Creativeone Securities, Llc	Overland Park	KS	03/2023	Present

04/2016 → 10/2017

Lincoln Financial Advisors

Berwyn, PA
10/2017 → 02/2019

Questar Capital Corporation

Minneapolis, MN
10/2017 → 02/2019

Questar Asset Managment

Minneapolis, MN
02/2019 → 03/2023

Securities America, Inc.

Dingmans Ferry, PA
02/2019 → 03/2023

Securities America Advisors, Inc.

Dingmans Ferry, PA
03/2023 → Present

Creativeone Securities, Llc

Overland Park, KS

Previous Registrations

2019-02-22 → 2023-04-20

Securities America Advisors, Inc.

Bala Cynwyd, PA
2017-10-18 → 2019-02-26

Questar Asset Management, Inc.

Bala Cynwyd, PA

Minneapolis, MN
2016-04-04 → 2017-10-30

Osaic Fa, Inc.

Berwyn, PA

Bala Cynwyd, PA

Berwyn, PA

Bala Cynwyd, PA

Cherry Hill, NJ
2013-02-26 → 2016-04-04

Cetera Wealth Services, Llc

El Segundo, CA

Bala Cynwyd, PA

Sewickley, PA
2010-08-24 → 2013-02-27

Woodbury Financial Services, Inc.

Bala Cynwyd, PA

Timonium, MD

Bala Cynwyd, PA
2008-10-07 → 2010-08-31

Lpl Financial Llc

Bala Cynwyd, PA

Philadelphia, PA

Lower Gwynedd, PA

San Diego, CA

Lower Gwynedd, PA
2004-03-16 → 2008-10-20

Hornor, Townsend & Kent, Llc

Plymouth Meeting, PA

Glen Rock, NJ

Other Businesses

1.) KEYAMS (Keystone Asset Management Strategies); Investment Related; 1011 Sharpless Road, Elkins Park PA 19027; Financial Services; President/Agent; 01/2001; 200 hrs/mo; 160 hrs/mo 2.) KEYAMS (Keystone Asset Management Strategies); 1011 Sharpless Road, Elkins Park PA 19027; Working with hospitals and non profits to create incentive programs; Co-Founder; 10/2018; 2hrs/mo; 2 hrs/mo 3.) Integrated Trust Services; not investment related; 7373 E. Doubletree Ranch Road Second Floor Suite Scottsdale, AZ 85258; Help people avoid probate; Referral Consultant; 08/2024; 10 hrs/mo; 8 hrs/mo; refer people to ITS 4.) Bridge to Knowledge by David Barol; not investment related; 1011 Sharpless Road Elkins Park, PA 19027; Podcast; Speaker; KEYAMS is a sponsor; 02/2020; 12 hrs/mo; 6 hrs/mo 5.) Bala House Publishing; not investment related; 45 East City Avenue Suite 510 Bala Cynwyd, PA 19004; Book publishing sales; Principal; 01/2014; 10 hrs/mo; 0 hrs/mo

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-06-16
S63	Uniform Securities Agent State Law Examination	1994-01-13

S65 Uniform Investment Adviser Law Examination

1995-06-16
S63 Uniform Securities Agent State Law Examination

1994-01-13

Designations

View on SEC IAPD