Best Investors Account Sign in
Inactive

Joseph Earl Hay

Indy Advisors, LLC.

Indianapolis, IN

Claim This Profile
Current Employers
Indy Advisors, Llc.

Indianapolis, IN • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2010-01-28
  • IN RA
    APPROVED
    Since 2010-01-28

Branch Locations

Indianapolis, IN • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Indy Advisors, Llc. (152791) Indianapolis IN 01/2010 Present
  • 01/2010 → Present
    Indy Advisors, Llc. (152791)
    Indianapolis, IN
Previous Registrations
  • 2007-12-07 → 2010-03-04
    Qa3 Financial Llc
    Carmel, IN
    Omaha, NE
    Indianapolis, IN
  • 1995-08-31 → 2003-12-19
    Charles Schwab & Co., Inc.
    Punta Gorda, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-11-20
  • S63 Uniform Securities Agent State Law Examination
    2007-11-20
Designations
Other Names
  • Joe Hay

View on SEC IAPD

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor