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1221 Brickell Avenue Suite 2040, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-03-05 |
Branch Locations
1001 Brickell Bay Drive Suite 1714, Miami, FL 33131 • United States
1221 Brickell Avenue Suite 2040, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 03/2014 | 03/2017 |
| Ucap Securities Llc | Miami | FL | 03/2017 | Present |
| Ucap Asset Management Llc | Miami | FL | 06/2018 | Present |
Mr. Emmanuel M. Cassuscelli is Managing Member and 100% beneficial owner of Condor Point Capital LLC. Condor Point Capital is a personal investment company and does not engage in securities related activities. Emanuel is a registered representative at UCAP Securities, LLC, a registered broker-dealer. UCAP Securities, LLC is an affiliated entity with UCAP Asset Management LLC. Conflict of interests may take place when trades executed for advisory clients' portfolio being directed to UCAP Securities LLC. UCAP Asset Management, LLC Compliance Manual addresses this and other applicable potential conflicts of interests with respective policies and procedures in place. In general, IAR does not receive additional compensation for directing trades to the affiliated broker-dealer.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-06 |
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