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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-28 |
| VA | RA | APPROVED | 2022-01-28 |
Branch Locations
919 East Main Street Suite 2000, Richmond, VA 23219-4622 • United States
Richmond, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Army | Ft. Benning | GA | 11/1987 | 07/2022 |
| #Ia Scott & Stringfellow Inc. | Richmond | VA | 11/1993 | 02/2021 |
| Scott & Stringfellow, Inc. | Richmond | VA | 05/1999 | 02/2021 |
| Bb&T Securities, Llc | Richmond | VA | 01/2013 | 02/2021 |
| Truist Investment Services, Inc. | Richmond | VA | 02/2021 | 01/2022 |
| Truist Advisory Services, Inc. | Richmond | VA | 02/2021 | 01/2022 |
| Rbc Capital Markets, Llc | Richmond | VA | 01/2022 | Present |
| City National Bank | Richmond | VA | 07/2022 | Present |
(1) US GLOBAL LEADERSHIP COALITION POSITION: Board Member NATURE: Promotion of Smart Power within the country and around the world. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/07/2014 ADDRESS: 1129 20TH ST NW SUITE 600, Washington DC 20036, United States DESCRIPTION: Provide assistance in education, congressional lobbying, and public speaking about soft dollars and the importance of US DOS/Etc in the advancement of US objectives, policies, and thinking. (2) BOY SCOUTS OF AMERICA POSITION: Assistant Scoutmaster NATURE: Helping Scoutmaster as needed. INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2016 ADDRESS: Reveille UMC, Richmond VA 23221, United States DESCRIPTION: Helping young men through advancement in the program, providing safety/leadership on camping trips, teaching scouting imperatives. (3) US GOVT-ARMY AND DOS POSITION: Commander-Advisor NATURE: Commander ofa 1200 person unit spread over several states in support of national defense objectives at home and abroad. Advisor to the Secretary of State on National Strategy Security matters. INVESTMENT RELATED: No NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 8 START DATE: 02/23/1994 ADDRESS: 50 S. O Street, Ft McCoy WI 54656, United States DESCRIPTION: Provide leadeship and guidance for subordinate Commanders.....assign missions.....coordinate activities with higher HQs. Provide sensitive advice and assistance in National Security Issues. (4) RESERVE OFFICER ASSOC POSITION: Vice President NATURE: Support of national Defense. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2006 ADDRESS: 1 Constitution Ave, Washington DC 20002, United States DESCRIPTION: Help chapter members and advance agenda of large organization. (5) NAME OF ENTITY: Bluefield Associates LLC ADDRESS: 307 Roslyn Road, Richmond, VA 23226 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property START DATE: 02.28.25 CAPACITY: Owner, Partner DUTIES: Member of an LLC with my brother. Cottage Rental HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (6) NAME OF ENTITY: Bluefield Associates LLC ADDRESS: 307 Roslyn Road Richmond Virginia 23226 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 28/02/2025 CAPACITY: Owner, Partner DUTIES: Cottage Rental HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (7) NAME OF ENTITY: Ampthill Associates • ADDRESS: 404 West Franklin St Richmond VA 23219 • INVESTMENT/NOT INVESTMENT RELATED: No • BUSINESS DESCRIPTION: Partnership • START DATE: Jun 30, 2026 • CAPACITY: Partner • DUTIES: Inherited house from parents estate that has tenants. Forming new LLC for liability protection. • HOURS DEVOTED PER MONTH: 1 • HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-25 |
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