Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-28
VA RA APPROVED 2022-01-28
  • TX RA
    APPROVED
    Since 2022-01-28
  • VA RA
    APPROVED
    Since 2022-01-28

Branch Locations

919 East Main Street Suite 2000, Richmond, VA 23219-4622 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Army Ft. Benning GA 11/1987 07/2022
#Ia Scott & Stringfellow Inc. Richmond VA 11/1993 02/2021
Scott & Stringfellow, Inc. Richmond VA 05/1999 02/2021
Bb&T Securities, Llc Richmond VA 01/2013 02/2021
Truist Investment Services, Inc. Richmond VA 02/2021 01/2022
Truist Advisory Services, Inc. Richmond VA 02/2021 01/2022
Rbc Capital Markets, Llc Richmond VA 01/2022 Present
City National Bank Richmond VA 07/2022 Present
  • 11/1987 → 07/2022
    Us Army
    Ft. Benning, GA
  • 11/1993 → 02/2021
    #Ia Scott & Stringfellow Inc.
    Richmond, VA
  • 05/1999 → 02/2021
    Scott & Stringfellow, Inc.
    Richmond, VA
  • 01/2013 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 02/2021 → 01/2022
    Truist Investment Services, Inc.
    Richmond, VA
  • 02/2021 → 01/2022
    Richmond, VA
  • 01/2022 → Present
    Richmond, VA
  • 07/2022 → Present
    City National Bank
    Richmond, VA
Previous Registrations
  • 2021-02-17 → 2022-01-31
    Atlanta, GA
    Richmond, VA
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Richmond, VA
    Richmond, VA
  • 1994-06-08 → 2013-01-02
    Scott & Stringfellow, Llc
    Richmond, VA
    Richmond, VA
Other Businesses

(1) US GLOBAL LEADERSHIP COALITION POSITION: Board Member NATURE: Promotion of Smart Power within the country and around the world. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/07/2014 ADDRESS: 1129 20TH ST NW SUITE 600, Washington DC 20036, United States DESCRIPTION: Provide assistance in education, congressional lobbying, and public speaking about soft dollars and the importance of US DOS/Etc in the advancement of US objectives, policies, and thinking. (2) BOY SCOUTS OF AMERICA POSITION: Assistant Scoutmaster NATURE: Helping Scoutmaster as needed. INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2016 ADDRESS: Reveille UMC, Richmond VA 23221, United States DESCRIPTION: Helping young men through advancement in the program, providing safety/leadership on camping trips, teaching scouting imperatives. (3) US GOVT-ARMY AND DOS POSITION: Commander-Advisor NATURE: Commander ofa 1200 person unit spread over several states in support of national defense objectives at home and abroad. Advisor to the Secretary of State on National Strategy Security matters. INVESTMENT RELATED: No NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 8 START DATE: 02/23/1994 ADDRESS: 50 S. O Street, Ft McCoy WI 54656, United States DESCRIPTION: Provide leadeship and guidance for subordinate Commanders.....assign missions.....coordinate activities with higher HQs. Provide sensitive advice and assistance in National Security Issues. (4) RESERVE OFFICER ASSOC POSITION: Vice President NATURE: Support of national Defense. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2006 ADDRESS: 1 Constitution Ave, Washington DC 20002, United States DESCRIPTION: Help chapter members and advance agenda of large organization. (5) NAME OF ENTITY: Bluefield Associates LLC ADDRESS: 307 Roslyn Road, Richmond, VA 23226 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property START DATE: 02.28.25 CAPACITY: Owner, Partner DUTIES: Member of an LLC with my brother. Cottage Rental HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (6) NAME OF ENTITY: Bluefield Associates LLC ADDRESS: 307 Roslyn Road Richmond Virginia 23226 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 28/02/2025 CAPACITY: Owner, Partner DUTIES: Cottage Rental HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (7) NAME OF ENTITY: Ampthill Associates • ADDRESS: 404 West Franklin St Richmond VA 23219 • INVESTMENT/NOT INVESTMENT RELATED: No • BUSINESS DESCRIPTION: Partnership • START DATE: Jun 30, 2026 • CAPACITY: Partner • DUTIES: Inherited house from parents estate that has tenants. Forming new LLC for liability protection. • HOURS DEVOTED PER MONTH: 1 • HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-07
S63 Uniform Securities Agent State Law Examination 1994-02-25
  • S65 Uniform Investment Adviser Law Examination
    1994-06-07
  • S63 Uniform Securities Agent State Law Examination
    1994-02-25
Other Names
  • Tripp Bowles

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Richmond, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor