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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-25 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2020-09-29 |
| TX | RA | APPROVED | 2020-09-17 |
Branch Locations
58 South Service Road Suite 310, Melville, NY 11747 • United States
Naples, FL • United States
Melville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 12/2012 | 09/2020 |
| Bank Of America, N.A. | Melville | NY | 03/2013 | 09/2020 |
| Ubs | Melville | NY | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-19 |
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