Bruce David Siegel

Current Employers

Ladenburg Thalmann Asset Management Inc

640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-02-11
RI	RA	APPROVED	2025-02-07
NJ	RA	APPROVED	2025-01-23
MI	RA	APPROVED	2021-06-09
NC	RA	APPROVED	2021-06-08
OK	RA	APPROVED	2021-06-07
PA	RA	APPROVED	2021-06-07
NY	RA	APPROVED	2021-04-01
TX	RA	APPROVED_RES	2008-05-08
LA	RA	APPROVED	2004-10-11

FL RA
APPROVED

Since 2025-02-11
RI RA
APPROVED

Since 2025-02-07
NJ RA
APPROVED

Since 2025-01-23
MI RA
APPROVED

Since 2021-06-09
NC RA
APPROVED

Since 2021-06-08
OK RA
APPROVED

Since 2021-06-07
PA RA
APPROVED

Since 2021-06-07
NY RA
APPROVED

Since 2021-04-01
TX RA
APPROVED_RES

Since 2008-05-08
LA RA
APPROVED

Since 2004-10-11

Branch Locations

Stonybrook, NY • United States

2255 Glades Road, Suite 324A, Boca Raton, FL 33431 • United States

Palm Beach Gardens, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ladenburg, Thalmann & Co., Inc.	Melville	NY	11/2002	Present

11/2002 → Present

Ladenburg, Thalmann & Co., Inc.

Melville, NY

Other Businesses

JFB Inc LLC; 10 Millbrook Drive Stonybrook, NY 11790; Partner; Start Date: 02/28/19; Distributor of Wine/ Champagne / Spirits; 0 hrs spent during business hrs

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-09-21
S63	Uniform Securities Agent State Law Examination	1994-01-03

S65 Uniform Investment Adviser Law Examination

2004-09-21
S63 Uniform Securities Agent State Law Examination

1994-01-03