Thomas Christopher Simpson

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2010-01-26

ME RA
APPROVED

Since 2010-01-26

Branch Locations

433 Us Route 1, Suite 110, York, ME 03909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	01/2010	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	01/2010	Present

01/2010 → Present

Cambridge Investment Research, Inc

Fairfield, IA
01/2010 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2009-07-22 → 2010-01-28

Grove Point Investments, Llc

Rockville, MD

York, ME
2009-05-07 → 2009-07-21

Lpl Financial Llc

York, ME

Westborough, MA

York, ME
2006-03-10 → 2009-03-17

Osaic Fs, Inc.

Portsmouth, NH

York, ME

Other Businesses

1.YORK MAINE ROTARY CLUB, 480 YORK ST., YORK, ME 03909. BEGAN 1/1/00 AS MEMBER, ATTENDS MEETINGS, PARTICIPATES IN CHARITABEL ACTIVITES FOR THIS NON-PROFIT. NOT INVESTMENT RELATED. DEVOTES 3 HRS/WK, NONE DURING TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2010 AS ADVISORY REP OF A RIA. INV REL - 5 HR/WK - 0/TRADING 3.INTERDEPENDENT ADVISORS, 433 US Route 1, Suite 110, York ME 03909, United States, 11/2022, AGENT, DBA NAME, NIR, 160 HR/MO - 40 HR/MO TRADING. 4.STREEM LLC, 20 KING ST, BIDDEFORD, ME, 3/2017 AS PART-OWNER IN RENTAL UNITS - APARTMENT BUILDING. NIR - 10/YR - 0/TRADING. 5.SIMPSON FINANCIAL STRATEGIES, 433 US Route 1 suite 110, York ME 03909, 11/21/2022, Owner, DBA Name , NIR, 160 HR/MO - 160 HR/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-17
S63	Uniform Securities Agent State Law Examination	1994-11-14

S66 Uniform Combined State Law Examination

2006-02-17
S63 Uniform Securities Agent State Law Examination

1994-11-14

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