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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-24 |
| MD | RA | APPROVED | 2019-07-17 |
Branch Locations
7 Park Avenue, Gaithersburg, MD 20877 • United States
Southport, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Bethesda | MD | 09/2005 | 07/2019 |
| Mml Investors Services | Bethesda | MD | 10/2005 | 07/2019 |
| Lpl Financial Llc | Rockville | MD | 07/2019 | Present |
1)07/17/2019 - Highlander Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/2012 2) 07/17/2019 - Vang Agency - Business Entity For Tax/Investment Purposes Only - non-inv rel - at reported business location(s) 3)07/17/2019 - NCG Benefits - Non-Variable Insurance - inv rel - Leesburg, VA 4) 10/30/2025- Vang Financial- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- 1 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-28 |
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