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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| SC | RA | APPROVED | 2009-06-01 |
Branch Locations
320 East Main Street Suite 410, Spartanburg, SC 29302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Spartanburg | SC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
4014 PROPERTIES, NON INVESTMENT RELATED, 119 BAQWELL FARM ROAD, SPARTANBRUG, SC 28302, MY SISTER AND I OWNED A LAKE HOUSE THAT HAS BEEN IN OUR FAMILY FOR FOUR GENERATIONS. WE FORMED A LLC TO OWN THE HOUSE BECAUSE WE RENT IT A FEW WEEKS OUT OF THE YEAR. MY OWNERHSIP IS 50%. WE FORMED THE LLC IN 2002. I SPEND 1-2 HOURS PER MONTH DURING THE SUMMER MONTHS ONLY ON THE LAKE HOUSE BUSINESS. MY DUTIES ALONG WITH MY SISTER ARE TO MAINTAIN THE HOUSE'S UP KEEP. *366524 - Deke Foundation ; Investment related - No; Ann Arbor, Michigan; Private Foundation; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent);07/2021; During business hours: 1; After business hours: 2; Chair the investment committee *536895 - South Carolina ETV Endowment; Investment related No; Spartanburg, South Carolina; Charitable; Investment Committee; (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 2; After business hours: 2; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-12-30 |
| S65 | Uniform Investment Adviser Law Examination | 1993-12-08 |
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