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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-07 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Lavista | NE | 10/2009 | 11/2023 |
| Securities America Advisors | Lavista | NE | 10/2009 | 11/2023 |
| Lpl Financial | Staten Island | NY | 11/2023 | Present |
1) 10/2023 - Strategic Financial Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 130hrs/month - 100% time spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-26 |
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