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Robert Michael Cianci

LPl Financial LLC

Staten Island, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-07
  • NY RA
    APPROVED
    Since 2023-11-07

Branch Locations

Staten Island, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Securities America Inc Lavista NE 10/2009 11/2023
Securities America Advisors Lavista NE 10/2009 11/2023
Lpl Financial Staten Island NY 11/2023 Present
  • 10/2009 → 11/2023
    Securities America Inc
    Lavista, NE
  • 10/2009 → 11/2023
    Securities America Advisors
    Lavista, NE
  • 11/2023 → Present
    Lpl Financial
    Staten Island, NY
Previous Registrations
  • 2013-01-07 → 2023-11-09
    Securities America Advisors, Inc.
    Staten Island, NY
  • 2009-10-12 → 2012-12-31
    Securities America Advisors, Inc.
    Staten Island, NY
    Staten Island, NY
    Rutherford, NJ
  • 2007-03-08 → 2009-09-22
    Ridgewood, NJ
    Leonia, NJ
    Ridgefield, NJ
    Teaneck, NJ
    Palisades Park, NJ
  • 2006-10-05 → 2007-03-02
    Chase Investment Services Corp.
    Chicago, IL
    Rutherford, NJ
  • 2004-10-20 → 2006-05-02
    Banc Of America Investment Services, Inc.
    Union , NJ
    Union, NJ
  • 2002-11-21 → 2004-10-20
    Quick & Reilly, Inc.
    Harrison , NJ
Other Businesses

1) 10/2023 - Strategic Financial Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 130hrs/month - 100% time spent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-04
S63 Uniform Securities Agent State Law Examination 1994-01-26
  • S65 Uniform Investment Adviser Law Examination
    2001-05-04
  • S63 Uniform Securities Agent State Law Examination
    1994-01-26

View on SEC IAPD

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