Best Investors Account Sign in
Inactive

Michael Rome

Ingalls Investment Management, LLC

New York, NY

Claim This Profile
Current Employers
Ingalls Investment Management, Llc

1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-10
  • NY RA
    APPROVED
    Since 2026-08-10

Branch Locations

1 Rockefeller Plaza 7Th Floor, New York, NY 10020

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Romen Capital Management New York NY 02/2018 04/2025
Self Employed New York NY 01/2016 01/2018
Ingalls & Snyder Llc New York NY 04/2025 Present
Ingalls Investment Management, Llc New York NY 08/2026 Present
Previous Registrations
  • 2025-07-03 → 2026-08-10
    Ingalls & Snyder, Llc
    New York, NY
    New York, NY
  • 2024-06-24 → 2025-04-21
    Romen Capital
    New York, NY
Other Businesses

I manage money for outside client Shay Capital.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-02-24
  • S63 Uniform Securities Agent State Law Examination
    2012-02-24
Designations
Other Names
  • Michael S Rome

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor