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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-15 |
| CO | RA | APPROVED | 2020-06-11 |
Branch Locations
10375 Park Meadows Dr, Lone Tree, CO 80124 • United States
13135 Dairy Ashford Rd Retirement & Personal Wealth Solutions, Sugar Land, TX 77478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arthur J. Gallagher & Co. | Austin | TX | 10/2015 | 08/2017 |
| Kestra Financial Services, Inc | Austin | TX | 04/2016 | 08/2017 |
| Nationwide Investment Services Corp | Columbus | OH | 08/2017 | 04/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lone Tree | CO | 04/2020 | Present |
I own propertiesEstes Park 8051 which are rented out to the public via Inclusiva, LLC. My Spouse owns and manages Inclusiva, LLC. I do not hold any position/title at Inclusiva, LLC. I do not devote any amount of hours at Inclusiva, LLC nor any other outside company.. I*407163, Entity Type: Entity For Profit, Name of OBA: Inclusiva LLC, Address: Estes Park, Colorado 80517, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 02/01/2018, No Hours: 0, No Hours during trading: 0, Duties: Small condos that my spouse rents out to the public
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-15 |
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