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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-15
CO RA APPROVED 2020-06-11
  • TX RA
    APPROVED_RES
    Since 2020-06-15
  • CO RA
    APPROVED
    Since 2020-06-11

Branch Locations

10375 Park Meadows Dr, Lone Tree, CO 80124 • United States

13135 Dairy Ashford Rd Retirement & Personal Wealth Solutions, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arthur J. Gallagher & Co. Austin TX 10/2015 08/2017
Kestra Financial Services, Inc Austin TX 04/2016 08/2017
Nationwide Investment Services Corp Columbus OH 08/2017 04/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lone Tree CO 04/2020 Present
  • 10/2015 → 08/2017
    Arthur J. Gallagher & Co.
    Austin, TX
  • 04/2016 → 08/2017
    Kestra Financial Services, Inc
    Austin, TX
  • 08/2017 → 04/2020
    Nationwide Investment Services Corp
    Columbus, OH
  • 04/2020 → Present
    Lone Tree, CO
Previous Registrations
Other Businesses

I own propertiesEstes Park 8051 which are rented out to the public via Inclusiva, LLC. My Spouse owns and manages Inclusiva, LLC. I do not hold any position/title at Inclusiva, LLC. I do not devote any amount of hours at Inclusiva, LLC nor any other outside company.. I*407163, Entity Type: Entity For Profit, Name of OBA: Inclusiva LLC, Address: Estes Park, Colorado 80517, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 02/01/2018, No Hours: 0, No Hours during trading: 0, Duties: Small condos that my spouse rents out to the public

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-05
S63 Uniform Securities Agent State Law Examination 1994-02-15
  • S66 Uniform Combined State Law Examination
    2007-04-05
  • S63 Uniform Securities Agent State Law Examination
    1994-02-15
Other Names
  • Ed Fuentes
  • Edmund Fuentes
  • Emdundo Gerardo Fuentes
  • Edmund Gerardo Fuentes
  • Edmundo Fuentes

View on SEC IAPD

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