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Current Employers
Stonehaven Advisors, Llc

600 Fifth Avenue 2Nd Floor, New York, NY 10020 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-25
FL RA APPROVED 2025-09-24
  • NY RA
    APPROVED
    Since 2025-09-25
  • FL RA
    APPROVED
    Since 2025-09-24

Branch Locations

Cutler Bay, FL • United States

600 Fifth Avenue 2Nd Floor, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tradestation Securities Plantation FL 06/2000 11/2016
Wealth Watch Advisors, Llc Englewood CO 11/2018 09/2020
Unemployed - Caretaker Miami FL 12/2016 11/2018
Avalon Investment & Securities Group, Inc. Muscle Shoals AL 11/2018 09/2020
Covato Capital Management, Llc Naples FL 09/2022 07/2023
Coach Rich Naples FL 01/2017 09/2022
Sincore Ventures, Llc Miami FL 01/2025 Present
Southcoast Capital N.A. Llc Stuart FL 07/2023 03/2025
  • 06/2000 → 11/2016
    Tradestation Securities
    Plantation, FL
  • 11/2018 → 09/2020
    Wealth Watch Advisors, Llc
    Englewood, CO
  • 12/2016 → 11/2018
    Unemployed - Caretaker
    Miami, FL
  • 11/2018 → 09/2020
    Avalon Investment & Securities Group, Inc.
    Muscle Shoals, AL
  • 09/2022 → 07/2023
    Naples, FL
  • 01/2017 → 09/2022
    Coach Rich
    Naples, FL
  • 01/2025 → Present
    Sincore Ventures, Llc
    Miami, FL
  • 07/2023 → 03/2025
    Southcoast Capital N.A. Llc
    Stuart, FL
Previous Registrations
Other Businesses

1. Sincore Ventures, LLC - Investment Related - Founder/Managing Partner - sourcing and selling suitable private investment offerings to qualified investors- approx. 160 hours/month 2. Stonehaven Advisors, LLC - Investment related - Investment Adviser Rep - in place to facilitate compliant fee receipt for investor referrals which result in SMA creation. Less than 2 hour per month. 3. NAI Miami - Commercial Real Estate Broker - Investment related - Florida real estate agent for commercial broker firm performing sales and leasing services of commercial real estate specializing in the Broward, Dade, and Monroe Counties - Approx 50 hour/month

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-04-22
S66 Uniform Combined State Law Examination 2020-10-29
  • S63 Uniform Securities Agent State Law Examination
    2025-04-22
  • S66 Uniform Combined State Law Examination
    2020-10-29
Other Names
  • Richard Sincore

View on SEC IAPD

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